PROTECTING YOUR PRACTISING CERTIFICATE AND THE FIRM AGAINST FINES AND SANCTIONS IN AN INCREASINGLY HOSTILE REGULATORY ENVIRONMENT

There is credible evidence that increasing numbers of small and medium sized firms are capitulating to the SRA when faced with fines or sanctions because they neither have the time, knowledge, appetite or resource to defend themselves. However there have been a few recent examples in the press where the SRA attempted to bring charges …

PROTECTING YOUR PRACTISING CERTIFICATE AND THE FIRM AGAINST FINES AND SANCTIONS IN AN INCREASINGLY HOSTILE REGULATORY ENVIRONMENT Read More »